What We Do
Transcend Capital is a brokerage firm focused on providing innovative technology, brokerage solutions and trading software to the financial industry. The firm is committed to building unrivaled partnerships with clients and providing advanced technology solutions. Our offerings include:
  • FOREX Trading
  • Innovative and Advanced Technology
  • Brokerage solutions
  • Unrivaled partnerships
  • Direct Access Technology
  • Trading software
  • Prime Brokerage
  • Algorithms & Black Box Trading

 

Open an Account

Paperwork and Funding

New Account Forms

Type of Account
Download Link
Corporate
Individual
IRA / Roth IRA
Joint (Entirety)
Joint (Rights of Survivorship)
Joint (Tenants in Common)
LLC
Partnership
Trust
DVP / CMTA
Futures**
Estate, Investment Club, Pension/Profit Sharing Plan, and UGMA/UTMA
E-mail newaccounts@transcendcapital.com for the necessary paperwork.
Please pay special attention to the following:
  1. Sign all forms where indicated and to complete all forms accurately and thoroughly as mistakes or incomplete information can delay the opening of your account;
  2. Mandatory fields have a red box around them and must be completed.
  3. All pages must be returned, even pages not requiring a signature (excluding the Privacy Policy and Business Continuity Plan).

 

Once your paperwork is complete, please return a copy of the forms along with a copy of a government-issued ID (driver's license or passport) to:

  1. Your representative, if you have one. Or,:
  2. E-mail to newaccounts@transcendcapital.com. You can also fax the forms to 512-346-7774.

 

Fund your account by sending a wire to Penson Financial using these instructions, or mail a check to:


Transcend Capital
Attn: Cashiering
6500 River Place Blvd. Ste. 4-102
Austin, TX 78730


Make the check payable to Penson Financial Services and put your account name and account number in the memo field; do not make the check payable to Transcend Capital as we will be unable to accept it. We encourage clients, if they send a check, to do so via USPS, FedEx, UPS, or a similar service where the package can be tracked.

 

*

 

Options are not suitable for all investors. Some strategies carry a high degree of risk of loss of capital.
See Characteristics and Risks of Standardized Options.
** Trading futures or futures options carries a high level of risk, and may not be suitable for all investors. The possibility exists that you could sustain a loss greater than your initial investment. You should be aware of all the risks associated with futures and futures options, and seek professional advice before you engage in the trading of futures and/or options on futures.

Fund Disbursement Forms

Click to Download Description
Automated Funds Transfer To authorize Penson Financial Services to automatically transfer funds between your securities account and your checking/savings account.

Check Request e-sign*

 This form is used to request that a check be drawn against your account and mailed to your address of record. Transcend does not accept 3rd party check requests.
IRA Distribution Form This is the request form for an IRA account (except ROTH IRA's)

Journal Request e-sign*

 This form is used to journal cash or securities from one Penson account to another. Transcend does not accept 3rd party journal requests.
ROTH IRA Distribution Form This is the request form for a ROTH IRA account.

Wire Request (domestic) e-sign*

 This form is used to wire funds out of your Transcend Capital account to a bank in the United States. Transcend does not accept 3rd party wire requests.

Wire Request (international) e-sign*

 This form is used to wire funds out of your Transcend Capital account to a bank outside the United States. Transcend does not accept 3rd party wire requests.

* This link will take you to a secure third-party website that administers our e-documents. You will automatically receive an e-mail notice as soon as your request has been processed by our Cashiering Department. You will be returned to the Transcend Capital website once you complete the selected form.

Other Account Forms

Click to Download Description
ACAT - Account Transfer Form To transfer an account from another broker-dealer to Transcend Capital.
Authorization for Duplicate Statements For DVP accounts only. To authorize for duplicate statements and client information to be sent to the client's prime broker.
Change of Address* To change the address currently on file for your account.
Change of Investment Objectives* To update the investment objectives for your account.
Day Trading Risk Disclosure To be reviewed, signed and returned for all accounts in which the account holder intends to day trade.
Deposit Slip To deposit funds into an account.
Full Trading Authorization To grant full trading authorization for a third party to transact purchases, sales, transfers, withdrawals, etc. in your account.
Limited Trading Authorization To grant limited trading authorization for a third party to transact purchases and sales of securities in your account. This does not authorize the third party to withdraw funds from your account.
Options Trading To add the ability to trade options to your existing account. Options are not suitable for all investors. Some strategies carry a high degree of risk of loss of capital. See Characteristics and Risks of Standardized Options.
Securities Processing For depositing physical securities into your account.

* This link will take you to a secure third-party website that administers our e-documents. You will automatically receive an e-mail notice as soon as your request has been processed by our Cashiering Department. You will be returned to the Transcend Capital website once you complete the selected form.

TRANSCEND CAPITAL | Rise above.