What We Do
Transcend Capital is a brokerage firm focused on providing innovative technology, brokerage solutions and trading software to the financial industry. The firm is committed to building unrivaled partnerships with clients and providing advanced technology solutions. Our offerings include:
  • FOREX Trading
  • Innovative and Advanced Technology
  • Brokerage solutions
  • Unrivaled partnerships
  • Direct Access Technology
  • Trading software
  • Prime Brokerage
  • Algorithms & Black Box Trading

 

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SEC RULE 606 (formerly 11Ac-1-6)

Pursuant to SEC Rule 11Ac-1-6, Transcend Capital, LLC is required to make available a quarterly report with regard to our non-directed orders. To comply with this rule, Transcend Capital, LLC's clearing firm, Penson Financial Services, has entered into an agreement with Quantum5 Market Surveillance *Division of S3 Matching Technologies* to disclose all required information pertaining to this rule.

The resulting reports may be viewed at the following web address:

ftp://public.s3.com/11ac1-6/pfsi

Quarterly reports for venues other than Penson are available below.

Report for orders routed via ITG

Report for orders routed via Goldman Sachs

Report for ConvergEx non-directed orders
(select "ConvergEx Executions Solutions")

Report for orders routed via Knight Capital Markets

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